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香港交易所股市词汇（三）

企业狙击手 <haha> corporate raider
企业资讯资料库 <haha> Enterprise Information Database
企业管治 <haha> corporate governance
企业管治工作小组 <haha> Working Group on Corporate Governance
《企业管治常规守则及企业管治报告征求意见草拟本》 <haha> Exposure of Draft Code on Corporate Governance Practices and Corporate Governance Report
企业融资协会 <haha> The Corporate Finance Association (CFA)
《企业融资顾问操守准则》(证监会) <haha> Corporate Finance Adviser Code of Conduct(SFC)
先进先出 <haha> first in, first out (FIFO)

全面收购建议 <haha> general offer
全面披露 <haha> full disclosure
全面结算参与者 <haha> General Clearing Participant (GCP)
全面豁免 <haha> blanket waiver; general waiver
全面摊薄每股盈利 <haha> fully diluted earnings per share
全球期货交易系统 <haha> Globex
全国社会保障基金 <haha> National Social Security Fund
全国电子交易系统(中国内地) <haha> National Electronic Trading System (NETS) (Mainland China)
全部完成或放弃买卖盘 <haha> all-or-none order
全资附属公司 <haha> wholly-owned subsidiary
全数执行或立刻取消 <haha> Fill-or-Kill (FOK)
全额或取消 <haha> Fill-or-Kill (FOK)
全权代客买卖账户 <haha> discretionary account
全权委托户口 <haha> discretionary account
全权委托盘 <haha> discretionary order; no-forcing order;order at discretion
全权信托 <haha> discretionary trust
全权管理人 <haha> discretionary manager
共用代理人(中央结算系统) <haha> common nominee(CCASS) 
「共用代理人」股票 <haha> "common nominee" share certificate
共用软件 <haha> shareware
共同抵押品管理系统 <haha> Common Collateral Management System (CCMS)
共同风险管理系统 <haha> Common Risk Management System
再贴现 <haha> rediscount
印花税 <haha> stamp duty
《印花税条例》 <haha> Stamp Duty Ordinance
印花税署署长 <haha> Collector of Stamp Revenue
合成工具 <haha> synthetics
合成期权 <haha> synthetic option
合成认购期权长仓 <haha> synthetic long call
合并 <haha> amalgamation; consolidation; merger
合并有形资产净值 <haha> combined net tangible assets
合并与收购 <haha> mergers and acquisitions
合约互惠基金 <haha> contractual mutual fund
合约股数 <haha> contract size
合约乘数 <haha> contract multiplier
合约规格 <haha> contract specifications
合约单位 <haha> contract unit
合格交付 <haha> good for delivery
合格境内机构投资者 <haha> Qualified Domestic Institutional Investor (QDII)
合格境外机构投资者 <haha> Qualified Foreign Institutional Investor (QFII)
合资企业 <haha> joint venture
合资合同 <haha> joint venture contract
合资格主管 <haha> Eligible Supervisor
合资格机构买家 <haha> qualified institutional buyer
合资格证券 <haha> eligible securities
合营企业 <haha> joint venture
同日行使 <haha> same day exercise
同系附属公司 / 同集团附属公司 <haha> fellow subsidiary
名义汇率 <haha> nominal exchange rate
吊销资格令 <haha> disqualification order
回升 <haha> rally
回本期 <haha> payoff period
回扣 / 回佣 <haha> rebate; commission rebate; sub-commission
回收期 <haha> payoff period
回抽佣金 <haha> sub-commission
回报 <haha> return; payoff
回报率 <haha> rate of return
回补机制 <haha> claw back mechanism
回应时间 <haha> response time

回购 <haha> buy-back(cf repurchase agreement)
回购协议 <haha> repurchase agreement (repo)
回购权证 <haha> call warrant
在交易所买卖的期权 <haha> traded option
在建工程 <haha> construction-in-progress
地区性指数认购权证 <haha> regional index call warrant
多工作站 <haha> multiple-workstations
多工作站系统 <haha> Multi-workstation System (MWS)
多批交收处理程序 <haha> batch settlement run
多种货币买卖 <haha> multi-currency trading
多头* <haha> long position; bull position
《如何撰写清楚易明的公布》(刊物)(证监会) <haha> How to Create Clear Announcements(publication)(SFC)
存货 <haha> inventory
存款公司公会 <haha> The Deposit-Taking Companies Association
存管代理人 <haha> depository nominee
存管处及共用代理人系统 <haha> Depository and Common Nominee System (DNS)

孖展 <haha> margin
孖展客户 <haha> margin client
孖展买卖 <haha> margin trading
孖展融资 <haha> margin financing
孖展覆盖率 <haha> margin coverage ratio
年度账目 <haha> annual accounts
年报 <haha> annual report
年结日 <haha> balance sheet date
成本效益 <haha> cost effectiveness
成交纪录 <haha> trading record
成交单 / 成交单据 / 买卖单据 <haha> contract note
成交调整 <haha> trade amendment
成交额比率 <haha> turnover ratio
扣减率 <haha> discount rate
收市后交易 <haha> after-hours dealing
收市后资料传送服务 <haha> End-of-day Trade Data File Transfer Service
收市差额缴款 <haha> day-end marks
收市价 <haha> closing price
收市盘 <haha> at-the-close order
收取内幕消息人士 <haha> tipper
收取即日差额缴款机制 <haha> intra-day marks collection mechanism
收益 <haha> revenue; income; gain

收益率 <haha> yield
收益率曲线 <haha> yield curve
收益图 <haha> payoff diagram
收款代理 <haha> receiving agent
收款银行 <haha> receiving bank
《收款银行在新股发行中扮演的角色指引》(金管局) <haha> Guideline on Role of the Receiving Bank in New Share Issues(HKMA)
收费 <haha> charge
收费结构 <haha> charging structure
收紧信贷 <haha> credit squeeze
收盘价 <haha> closing price
收购 <haha> acquisition; takeover; buy-out / buyout
收购上诉委员会(证监会) <haha> Takeovers Appeal Committee(SFC)
收购及合并委员会(证监会) <haha> Takeovers & Mergers Panel(SFC)
收购建议 <haha> offer
早市 <haha> morning session
有形资产净值 <haha> net tangible assets
有抵押权证 <haha> collateralised warrant
有限制牌照银行 <haha> restricted licence bank
有限责任公司 <haha> limited liability company
有条件协议 <haha> conditional agreement

有条件现金收购/要约 <haha> conditional cash offer
有资产支持的债务证券 <haha> asset-backed securities (ABS)
有担保的卖空交易 <haha> covered short selling
《有关申报卖空活动及备存证券借出纪录规定的指引》(证监会) <haha> Guidance Note for Short Selling Reporting and Stock Lending Record Keeping Requirements(SFC)
《有关在互联网上提供财经资讯的通告 ─ 发牌规定》(证监会) <haha> Circular on Provision of Financial Information on the Internet ─ Licensing Requirements(SFC)
《有关改善规管上市事宜的建议谘询文件》 <haha> Consultation Paper on Proposals to Enhance the Regulation of Listing
《有关改善规管上市事宜的建议谘询总结》 <haha> Consultation Conclusions on Proposals to Enhance the Regulation of Listing
有关长时间停牌公司之报告 <haha> Prolonged Suspension Status Report
《有关建议加强监督核数师的公众利益活动及成立财务汇报检讨委员会的谘询文件》 <haha> Consultation Paper on the Proposals to Enhance the Oversight of the Public Interest Activities of Auditors and Establish a Financial Reporting Review Panel

有关创业板内地发行人监管合作事宜之换文 <haha> Letter of Exchanges regarding regulatory co-operation for mainland companies to be listed on GEM
《有关无纸化证券市场的建议运作模式的谘询文件》 <haha> Consultation Paper on a Proposed Operational Model for a Scripless Securities Market
有关发行人延迟公布业绩之报告 <haha> Status Report on Issuers' Delay in Releasing Results Announcement
《有关电子交易条例内适用于成交单据的规定的指引》(证监会) <haha> Guidance Note on the Application of the Electronic Transactions Ordinance to Contract Notes(SFC)
《有关对保荐人及独立财务顾问监管的谘询文件》 <haha> Consultation Paper on the Regulation of Sponsors and Independent Financial Advisers
《有关对保荐人及独立财务顾问监管的谘询总结》 <haha> Consultation Conclusions on the Regulation of Sponsors and Independent Financial Advisers
《有关监管证券及期货的网上交易谘询文件》 <haha> Consultation Paper on the Regulation of On-Line Trading of Securities and Futures
有关暂时停牌公司之报告 <haha> Temporary Suspension Status Report
《有关赋权证券及期货事务监察委员会代表公司提出衍生诉讼的建议谘询文件》 <haha> Consultation Paper on the Proposal to Empower the Securities and Futures Commission to Initiate a Derivative Action on Behalf of a Company
次要控制人 <haha> minority controller
老鼠仓活动 <haha> rat trading; scalping
自主评级(银行) <haha> Individual rating(banking)
自由兑换 <haha> free convertibility
自由增购率 <haha> "trading only" stocks
自行结算 <haha> self-clearing
自行结算参与者 <haha> Self Clearing Participant (SCP)
自律监管机构 <haha> self-regulatory organisation; self-regulating organisation
自动行使(期权) <haha> automatic exercise(options)
自动配对股份 <haha> automatched stock
自动对盘及成交系统（自动对盘系统） <haha> Automatic Order Matching and Execution System (AMS)

自动对盘系统未完成买卖盘纪录 <haha> AMS order book
自动对盘系统第二终端机 <haha> AMS Second Terminal
自动荧幕交易系统 <haha> automated screen trading system (AST system)
自动暂缓交易机制 <haha> circuit breaker
自发性收购 <haha> management buy-out (MBO)
自置光纤线路 <haha> private fibre optical circuit
自营买卖 <haha> proprietary trading
行 <haha> hong
行使 <haha> exercise
行使方式 <haha> exercise style
行使日 <haha> exercise day (E day)
行使后按金 <haha> margin-after-exercise
行使期 / 行使时限 <haha> exercise period
行使价 <haha> strike price(options); exercise price
行使价间距 <haha> exercise price interval
行仓 <haha> firm position
行业覆盖层面 <haha> spread of sector
行头盘 <haha> front running
估计使用年期 <haha> estimated useful life
估值师 <haha> valuer
估值报告 <haha> valuation report
低收费经纪 <haha> discount broker
低于面值 <haha> below par
低于最佳卖盘价 / 低于最好沽盘价 <haha> downtick; minus tick
作实买卖价 <haha> firm bid and ask quotations
作价买卖 <haha> market making
佣金回扣 <haha> commission rebate
兑付* <haha> redemption
免责声明 <haha> disclaimer
冷淡对待令 <haha> cold shoulder order
利差交易 <haha> carry trade
利息补贴(中国内地) <haha> interest rate subsidy(Mainland China)
利息资本化 <haha> capitalisation of interest
利益冲突事宜委员会 <haha> Conflict Committee
利率上限 <haha> interest-rate ceiling
利率掉期 / 利率调期* <haha> interest-rate swap
利率掉期期货 <haha> Interest Rate Swap Futures
利率期货 <haha> interest-rate futures
利率衔接 <haha> interest collar; interest rate collar
利润 <haha> profit
初次公开招股 <haha> initial public offering (IPO)
初步认购价 <haha> initial subscription price

助理主管(创业板) <haha> assistant supervisor(GEM)
即日平仓交易 <haha> day trade
即日回购协议(银行) <haha> intraday repurchase agreement(banking)
即日有效买卖盘 <haha> good-for-day order
即日拆借市场 <haha> intra-day money market
即日流动资金 <haha> intraday liquidity
即日差额缴款报告(中央结算系统) <haha> Intra-day Marks Collection Report(CCASS)
即日追补按金 <haha> intra-day margin call
即日报价 <haha> intraday quotation
即日买卖 <haha> day trade
即日盘 / 即日买卖盘 <haha> day order
「即日鲜」 <haha> day trade
即日额外按金 <haha> intra-day margin
即月 <haha> front-month
即夜传送报告资料服务(中央结算系统) <haha> Overnight Report Distribution(CCASS)
即时支付结算系统(金管局) <haha> Real Time Gross Settlement system (RTGS)(HKMA)
即时或取消 <haha> Immediate-or-Cancel (IOC)
即时汇款同时交收(银行) <haha> payment vs payment (PvP)(banking)

即时资讯 <haha> real time information
即时数码资料传送专线 <haha> realtime digital datafeed
即时数码数据服务 <haha> Realtime Digital Data Service (RDDS)
即时转送 <haha> online transfer
否定声明 <haha> negative statement; disclaimer
囤仓策略 <haha> buy and hold strategy
均衡价格 <haha> equilibrium price
坐盘 <haha> proprietary trading
夹仓 <haha> squeeze; short squeeze
尾盘 <haha> at-the-close order
技术分析 <haha> technical analysis
投资分析员 <haha> investment analyst
投资服务指令(欧洲联盟) <haha> Investment Services Directive (ISD)(European Union)
投资者户口服务 <haha> Investor Account Service
投资者户口持有人 <haha> Investor Participant (IP)
《投资者户口持有人规则》 <haha> Terms and Conditions for Investor Participants
《投资者与证券市场》(刊物) <haha> Investors and the Stock Market(publication)
投资者赔偿有限公司 <haha> Investor Compensation Company Limited
《投资者应知多点》(刊物) <haha> Know More About Your Investment(publication)
投资级别 <haha> investment grade
投资理念 <haha> investment philosophy
投资组合 <haha> portfolio
投资组合经理 <haha> portfolio manager
投资对象 <haha> investee
投资管理研究联会 <haha> Association for Investment Management and Research (AIMR)
投资顾问 <haha> investment adviser
投资顾问委员会 <haha> Investment Advisory Committee
投标程序 <haha> tender procedure
折扣 <haha> discount; haircut
折扣经纪 <haha> discount broker
折算 <haha> translation
折旧 <haha> depreciation
折让 <haha> discount
折让经纪 <haha> discount broker
抛空 <haha> short selling
改良特别股份交易方法 <haha> Enhanced Special Stock Trading Method
更正交易 <haha> trade amendment

（英语麦当劳）